Civilization101Blueprint

Standing departments and a civil service

Run each public function through a department with one written mandate, staffed by officials hired on merit who serve whoever is lawfully in charge.

Tier 4 · Industrial revolution Society t4-service Blocked by prerequisites
Examination cells at the Jiangnan examination hall, Nanjing. Each candidate sat alone in a cell for days, on boards that served as desk and bed; the papers were copied out by clerks before marking so the examiners could not recognise the handwriting. Prüfungszellen-Nanking · 2001 · Dr. Meierhofer · CC BY-SA 3.0 · Commons ↗

Everything for this step

Builds
None yet.
Reference sheets
None.

Why this matters

Beyond a town, governing is more than an assembly and a few volunteers can carry: accounts, roads, schools, registers and inspections all need people doing them every day. A department with one written job and permanent staff is how that work survives each change of leadership. Its two classic failures are well documented: posts given as rewards, which fills offices with the unqualified and empties them at every change of government; and departments that grow and pile up procedures with nobody asking what each is for. Both are prevented by rules set at founding.

The shape of it

  1. One department per function, with a written mandate: what it does, what it may not do, who it answers to, and when the mandate lapses unless renewed.
  2. Separate direction from administration: chosen heads set aims; permanent officials carry them out for any lawful head, and stay neutral.
  3. Hire every permanent post by open, advertised competition on a published standard, judged by a panel with someone from outside the department.
  4. Dismiss only for stated misconduct or incapacity, by a stated procedure — and do dismiss for those.
  5. Keep numbered files so every decision shows its reason and its author, and the work outlives the person.
  6. Separate duties so nobody orders, approves and pays; rotate staff in posts that handle money or permits.
  7. Price every form and procedure in the public's hours, and cut what does not serve the mandate.
  8. Review each department every five years, and merge or close what no longer serves.

Doing it, step by step

The summary above says what has to happen. This says how, with the numbers that decide whether it works.

1 · Write one mandate per department

List the public functions — registers, treasury and accounts, public works, water, health, schools, court administration, inspection — and give each one department. Its mandate, published in the code, states:

  • What it does, and what it may not do.
  • Its powers — and that it has no power that is not written.
  • Who it answers to, and how and when it reports.
  • The date the mandate lapses unless renewed — five years is a workable term.

Two departments never share one task. Where functions touch, the mandate names which department leads.

✓ Check: Each department has a published mandate with powers, limits, reporting line and lapse date, and no task appears in two mandates.

2 · Keep direction and administration apart

Heads of department, chosen by the assembly or the elected executive, decide aims and priorities and answer for them in public. Officials carry them out, advise honestly, and keep their posts when the head changes.

Officials serve any lawful head equally: they do not campaign or act for any faction. In return, no head may instruct an official to break the law, falsify a record or hire a favourite; an official given such an instruction records it and refuses. The UK's civil service code names four values: integrity, honesty, objectivity and impartiality.

✓ Check: The code bars officials from campaigning and heads from giving unlawful instructions, and the last change of head left the officials in post.

3 · Recruit by open competition on merit

Advertise every permanent post publicly with its duties and the standard required, for at least two weeks. Candidates take the same written test and structured interview, scored against the published standard by a panel of three, at least one from outside the department. Mark written tests without names: candidates write a number. Imperial China went further and had papers recopied by clerks before marking, so no examiner could know the handwriting.

Nobody sits on a panel for a relative, business partner or member of their household, and nobody supervises a relative. Publish each appointment with the number of applicants.

✓ Check: The last ten appointments were advertised, tested without names, scored by a panel with an outside member, and published with the number of applicants.

4 · Promote on performance; dismiss only for cause

A probation year for each new official, ending in a written assessment. After it, promotion by competition among those qualified, on recorded performance and a test for the new duties.

Dismissal only for stated misconduct, incapacity, or the post being abolished, after a hearing with the right to answer and to appeal outside the department. Security of tenure is what lets an official give an unwelcome answer. Dismissal for proved misconduct must actually happen, or tenure becomes immunity.

✓ Check: Every dismissal on record cites a stated ground and followed the hearing procedure, and misconduct proved in the last year led to the stated sanction.

5 · Keep files, so the work outlives the person

Every matter gets a numbered file: the request, every document, and every decision with its reason and the name of the official who made it. Register files in a central index, so any can be found by number, subject or name.

Write every post's procedures down in a desk manual, so a newcomer can do the job from the manual and the files. Hand over in writing: an official leaving a post lists every open matter and where it stands.

✓ Check: A file chosen at random shows every decision with its reason and author, and every post has a current desk manual.

6 · Separate duties, and rotate where money moves

No one person orders, approves and pays. Requisition, approval, receipt of goods and payment carry four different signatures — the control the ledger makes checkable. Write down a spending limit for each grade; anything above it goes up.

Rotate staff every three to five years in posts that issue permits, inspect, collect money or buy — long enough to learn the work, short enough that no private arrangement settles in. Declare every gift above a token value in a register.

✓ Check: Payments in the last quarter each carry four different signatures, sensitive posts have rotation dates, and the gift register is up to date.

7 · Price every procedure, and cut what does not pay

Red tape is a cost paid by the public that appears in no budget. For each form, licence and procedure, record minutes to complete × number completed a year × the value of an hour — the Standard Cost Model the Netherlands adopted in 2003 to measure the burden of its rules. Publish the total for each department.

Then apply three rules: ask only for information that will be used; never ask for what the government already holds; and set a deadline for every decision, after which a low-risk application is treated as granted — as the EU Services Directive (2006) provides for business permits. The counter that applies these is citizen services.

✓ Check: Every form has a published cost in hours, no form asks for what another department holds, and every decision has a deadline.

8 · Review every department every five years

At each mandate renewal, an outside reviewer — the audit office once there is one — reports: is the function still needed; is it done well; does another department do it too; what does each unit of service cost? The assembly then renews, merges, shrinks or closes the department.

Set staff numbers by the workload in the mandate, not by last year's budget. Officials of a closed department move into vacancies by competition; nobody is kept in a post with no function.

✓ Check: Each department's last review is published, and at least one review in the cycle led to a merger, a cut or a closure.

The better path

What the record shows was done at this step, what to do instead at this tier, and the evidence. All of them: the better path.

Do not repeat

Public posts given as rewards

What was done
For most of history, and in many states well into the 20th century, public posts went to rulers' relatives and supporters, and were emptied and refilled at each change of government.
Do instead
Fill every permanent post by open, advertised competition on a published standard, and protect officials from dismissal for anything but stated cause.
Evidence
Britain's Northcote–Trevelyan report of 1854 recommended recruitment by open competitive examination and promotion on merit; open competition became the general rule in 1870. In the United States, President Garfield's assassination in 1881 by a disappointed office-seeker led to the Pendleton Act of 1883. Across 35 developing countries, Rauch and Evans found merit recruitment the most important structural feature for bureaucratic performance (Journal of Public Economics, 2000).

Needs: Teach the next generation

How this fails

Posts filled as rewards for loyalty, and emptied at every change of leadership.
Overlapping mandates, so each department blames the other and the citizen visits both.
Procedures that pile up with nobody pricing their cost to the public.
One official who orders, approves and pays.

How you know it worked

VerificationLeadership has changed and the departments carried on with no dismissal except for stated cause; every permanent post filled in the last year was advertised and competed for; and the last round of reviews merged, cut or closed something.